Regulatory information

In addition to the Admission Rules, the Additional Rules for the Admission of Bonds (ARB) set out the specific requirements for the admission, maintenance and termination of the admission of bonds to trading on BX Digital AG.

In addition to the Admission Rules, the Additional Rules for the Admission of Derivatives (ARD) set out the specific requirements for the admission, maintenance and termination of the admission of derivatives on BX Digital AG.

In addition to the Admission Rules, the Additional Rules for the Admission of Equity Securities (ARE) set out the specific requirements for the admission, maintenance and termination of the admission of equity securities of BX Digital AG.

In addition to the Admission Rules, the Additional Rules for the Admission of Exchange Traded Products (ARETP) set out the special requirements for the admission, maintenance and termination of the admission of Exchange Traded Products on BX Digital AG.

The purpose of the Admission Rules is to provide issuers with the most free and equal access as possible to BX Digital AG and to ensure transparency for investors with regard to the issuer and DLT securities.

The Directive on Ad hoc-Publicity sets out the disclosure obligations of issuers with regard to price-sensitive facts. The provisions on ad hoc publicity are intended to ensure that market participants receive equal and simultaneous information on price-sensitive facts in a standardised procedure and serve to ensure transparent and fair trading.

In addition to the Additional Rules for the Admission of Derivatives (ARD) and the Additional Rules for the Admission of Exchange Traded Products (ARETP), this directive further specifies the requirements and technical details for crypto assets as underlyings on BX Digital AG.

The Directive sets out the requirements for the various procedures to be followed in relation to equities, bonds, derivatives and exchange-traded products (ETPs) that are to be admitted to trading on BX Digital AG, that are admitted or whose admission is to be terminated.

This Appendix sets out the specific requirements for the procedure for the admission of equity securities to trading on BX Digital AG, other capital market transactions relating to equity securities and the termination of the admission of equity securities to trading on BX Digital AG.

This Appendix sets out the specific requirements for the procedure for the admission of bonds to trading on BX Digital AG.

This Appendix sets out the specific requirements for the admission and termination of derivatives and exchange-traded products (ETPs) to trading on BX Digital AG.

This table is an annex to the Directive on the Procedure and provides an overview and specification of the requirements for the issuer in relation to equity securities.

The Directive governs the content, form and modalities of the fulfilment of the regular reporting obligations in the context of maintaining the admission of DLT securities on BX Digital AG.

The Directive Track Record sets out the conditions for granting exemptions from the admission requirement of a minimum of one year’s existence of an issuer pursuant to clause 3.1 of the Additional Rules for the Admission of Equity Rights (ARE)

List of cryptocurrencies recognised by BX Digital AG serving as underlying for derivatives and Exchange Traded Products (ETPs)

The List of Fees of BX Digital AG sets out the fees to be paid by participants and issuers in accordance with the regulations of BX Digital AG.

List of recognised accounting standards persuant to Art 51 para. 2 of the Financial Services Ordinance (FinSO, 01.01.2020)

List of recognised foreign trading venues and foreign DLT trading facilities pursuant to Art. 48 para. 3 of the Financial Services Ordinance (FinSO, 01.01.2020)

The List of technical compatibility criteria and recognised tokenization standards for DLT securities sets out the minimum technical requirements or functionalities defined by BX Digital AG and specifies the recognised tokenization standards.

The Rules of the Appeal Body govern the the organization and procedure of the Appeal Body.

This Rules (Rules of Procedure) govern the procedure for investigating and sanctioning violations of the following rules and their implementing provisions issued by the regulatory bodies of BX Digital AG: (1) Rules and directives relating to the trading system (trading facility) of BX Digital and their implementing provisions; (2) Admission rules, additional rules and directives relating to admission to trading and their implementing provisions.

The Directive on the use of fines governs the use of the fines received and imposed by the regulatory bodies of BX Digital AG.

The List of Fees of BX Digital AG sets out the fees to be paid by participants and issuers in accordance with the regulations of BX Digital AG.

The Rules of the Regulatory Board govern the responsibilites and competences of the Regulatory Board.

Application Form for Reporting Participants.

Application Form for Reporting Users

The List of Fees of the Reporting Office of BX Digital AG regulates the fees that Reporting Participants have to pay to the Reporting Office.

The Rules of the Reporting Office govern the fulfilment of statutory reporting obligations for DLT securities transactions to the Reporting Office of BX Digital AG.

The Rules of the Sanction Commission govern the responsibilites and competences of the Sanction Commission.

The List of Fees of BX Digital AG sets out the fees to be paid by participants and issuers in accordance with the regulations of BX Digital AG.

Registration Form for Settlement Wallet Addresses to be used for the settlement of the DLT security-leg.

These Rules regulate the settlement and processing of DLT securities for the participants of BX Digital AG based on Art. 73a para. 1 lit. c Financial Market Infrastructure Act (FinMIA).

Contact person form for Trading Participant.

The Directive Market Control is based on the Trading Rules and Settlement Rules of BX Digital AG and contains implementing provisions for Market Control.

The Directive Trading is based on the Trading Rules of BX Digital AG and contains implementing provisions.

The List of Fees of BX Digital AG sets out the fees to be paid by participants and issuers in accordance with the regulations of BX Digital AG.

The purpose of this Participants Agreement is to govern the rights and obligations of the parties in connection with the use of the DLT trading facility operated by BX Digital AG.

The Participant Rules govern the requirements, admission, suspension, termination, rights and obligations of participants of BX Digital AG on the basis of the Financial Market Infrastructure Act (FinMIA). The Participant Rules ensure the equal treatment of participants as well as the transparency and functionality of trading on BX Digital AG.

Reporting form for authorized traders.

The Trading Rules govern the organisation of trading, the execution of trades and their clearing and settlement on BX Digital AG. The purpose of the Trading Rules is to ensure orderly and transparent trading and the smooth settlement of trades, taking into account the principle of equal treatment.

The Rules of the Trading Surveillance Office govern the responsibilities and competences of the Trading Surveillance Office.